Tag Archives: Compliance

Wealth management firm owner reviewing statistics on a cloud-secured device.

7 Ways Wealth Management Firms Can Innovate

Innovation never stops. To keep pace with structural market shifts in the wealth management industry, it is essential to continuously introduce new technologies that can radically augment client experiences and support new business models’ viability. However, to fully harness the potential of digital acceleration, new technologies must critically address consumer needs to make wealth management […]

What is SOC 1 & SOC 2 Compliance?

What are SOC 1 and SOC 2 Reports ? Service organizations, like financial and accounting firms, are required to meet compliance requirements. The two most common compliance frameworks are SOC 1 and SOC 2. But what exactly are they? More importantly, how does SOC I and SOC II work exactly? SOC 1 Service Organization Control […]

Why SOC Compliance Matters When Choosing An MSP

If you’re in a service industry, chances are you’ve run into the term SOC compliance. Some of you may have undergone a SOC I or SOC II compliance audit. As remote work becomes increasingly more popular companies are choosing to adopt managed IT services and cloud based platforms. However, even companies that undergo SOC compliance […]

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